CLEARBRIDGE INVESTMENTS
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CLEARBRIDGE INVESTMENTS
(CRD# 110619)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Baltimore, MD.
The SEC approved the firm to operate as an RIA in
Dec 1982.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
10%
of RAUM.
Non-US investors represent
8%
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CLEARBRIDGE INVESTMENTS
also reported in
Sep 2018
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17
employees,
with
9
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CLEARBRIDGE INVESTMENTS has one or more disclosure events currently on file with the SEC.
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CLEARBRIDGE INVESTMENTS has Notice Filings with the following State Securities Authorities: MD-Jan 1991
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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