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CLEARBRIDGE INVESTMENTS
CLEARBRIDGE INVESTMENTS (CRD# 110619) is an SEC-Registered Investment Advisor (RIA), headquartered in Baltimore, MD. The SEC approved the firm to operate as an RIA in Dec 1982. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $4.9 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 10% of RAUM.   Non-US investors represent 8% .  
 
CLEARBRIDGE INVESTMENTS also reported in Sep 2018
  • 17 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
CLEARBRIDGE INVESTMENTS has one or more disclosure events currently on file with the SEC.
 

View CLEARBRIDGE INVESTMENTS's most recent Form ADV filing
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CLEARBRIDGE INVESTMENTS has Notice Filings with the following State Securities Authorities: MD-Jan 1991


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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