CLS INVESTMENTS, LLC
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CLS INVESTMENTS, LLC
(CRD# 107975)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Omaha, NE.
The SEC approved the firm to operate as an RIA in
Jan 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.6 Billion,
with discretion over
82%
of those assets.
Pooled investment vehicles (Private Funds) account for
5%
of RAUM.
Non-US investors represent
0%
.
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CLS INVESTMENTS, LLC
also reported in
Mar 2019
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29
employees,
with
12
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CLS INVESTMENTS, LLC has no disclosure events reported to the SEC at this time.
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CLS INVESTMENTS, LLC has Notice Filings with the following State Securities Authorities:
AK-Jan 1998, AL-Sep 1994, AR-Aug 1996, AZ-Nov 1994, CA-Mar 20
, CO-Jul 1999, CT-Jun 1998, DC-Apr 2001, DE-May 2003, FL-Sep 1
, GA-May 1991, HI-Jan 1998, IA-Jan 2000, ID-Aug 1990, IL-Jul 1
, IN-Feb 2001, KS-May 1993, KY-Nov 2000, LA-Oct 2001, MA-Mar 1
, MD-Jul 1993, ME-Apr 1996, MI-Dec 1997, MN-Mar 1991, MO-May 1
, MS-Sep 1997, MT-Jan 1998, NC-Feb 2001, ND-Mar 2001, NE-May 1
, NH-Jan 1996, NJ-Mar 1993, NM-Jul 1996, NV-Apr 1996, NY-Apr 1
, OH-Mar 1999, OK-Jan 1998, OR-Aug 1991, PA-Oct 1992, PR-Jan 1
, RI-Jul 1997, SC-Feb 2001, SD-May 1996, TN-Jun 1994, TX-Jun 1
, UT-Dec 1991, VA-May 1991, VI-Feb 2009, VT-Sep 1995, WA-Dec 1
, WI-May 1993, WV-Mar 1996
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
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