D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
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D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
(CRD# 135284)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
May 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$25.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
66%
of RAUM.
Non-US investors represent
6%
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D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
also reported in
Mar 2019
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24
employees,
with
23
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. has one or more disclosure events currently on file with the SEC.
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D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. has Notice Filings with the following State Securities Authorities: <
NY-Mar 2007
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