DANA INVESTMENT ADVISORS INC
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DANA INVESTMENT ADVISORS INC
(CRD# 105879)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Waukesha, WI.
The SEC approved the firm to operate as an RIA in
Sep 1979.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.2 Billion,
with discretion over
91%
of those assets.
Pooled investment vehicles (Private Funds) account for
3%
of RAUM.
Non-US investors represent
3%
.
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DANA INVESTMENT ADVISORS INC
also reported in
Mar 2019
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44
employees,
with
18
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DANA INVESTMENT ADVISORS INC has no disclosure events reported to the SEC at this time.
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DANA INVESTMENT ADVISORS INC has Notice Filings with the following State Securities Authorities:
AK-Sep 2009, AL-Sep 2002, AR-Sep 2002, AZ-Oct 2002, CA-Jul 2002
, CO-Jul 2002, CT-Sep 2002, DC-May 2006, DE-Jul 2005, FL-Sep 1990
, GA-Jul 2002, HI-Mar 2003, IA-Mar 2003, ID-Mar 2003, IL-Sep 2002
, IN-Jul 2002, KS-Nov 2002, KY-Sep 2002, LA-Mar 2003, MA-Jul 2002
, MD-Jan 2003, ME-Apr 2005, MI-Jul 2002, MN-Sep 2002, MO-Oct 2002
, MS-Sep 2002, MT-Nov 2002, NC-Nov 2002, ND-Apr 2005, NE-Jul 2002
, NH-Jul 2005, NJ-Sep 2002, NM-Jul 2005, NV-Mar 2003, NY-Jul 2002
, OH-Jul 2002, OK-Jul 2002, OR-Jul 2002, PA-Jul 2002, PR-Mar 2019
, RI-Sep 2009, SC-Apr 2005, SD-Jul 2005, TN-Mar 2003, TX-Jul 2002
, UT-Mar 2003, VA-Mar 2003, VT-Apr 2005, WA-Jul 1991, WI-Jan 1980
, WV-Mar 2003
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The information presented above was gleaned
from the SEC website and is believed to be
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presenting this data for informational
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for errors or omissions. Please note
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