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DANA INVESTMENT ADVISORS INC
DANA INVESTMENT ADVISORS INC (CRD# 105879) is an SEC-Registered Investment Advisor (RIA), headquartered in Waukesha, WI. The SEC approved the firm to operate as an RIA in Sep 1979. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.2 Billion, with discretion over 91% of those assets.   Pooled investment vehicles (Private Funds) account for 3% of RAUM.   Non-US investors represent 3% .  
 
DANA INVESTMENT ADVISORS INC also reported in Mar 2019
  • 44 employees, with 18 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
DANA INVESTMENT ADVISORS INC has no disclosure events reported to the SEC at this time.
 

View DANA INVESTMENT ADVISORS INC's most recent Form ADV filing
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DANA INVESTMENT ADVISORS INC has Notice Filings with the following State Securities Authorities: AK-Sep 2009, AL-Sep 2002, AR-Sep 2002, AZ-Oct 2002, CA-Jul 2002 , CO-Jul 2002, CT-Sep 2002, DC-May 2006, DE-Jul 2005, FL-Sep 1990 , GA-Jul 2002, HI-Mar 2003, IA-Mar 2003, ID-Mar 2003, IL-Sep 2002 , IN-Jul 2002, KS-Nov 2002, KY-Sep 2002, LA-Mar 2003, MA-Jul 2002 , MD-Jan 2003, ME-Apr 2005, MI-Jul 2002, MN-Sep 2002, MO-Oct 2002 , MS-Sep 2002, MT-Nov 2002, NC-Nov 2002, ND-Apr 2005, NE-Jul 2002 , NH-Jul 2005, NJ-Sep 2002, NM-Jul 2005, NV-Mar 2003, NY-Jul 2002 , OH-Jul 2002, OK-Jul 2002, OR-Jul 2002, PA-Jul 2002, PR-Mar 2019 , RI-Sep 2009, SC-Apr 2005, SD-Jul 2005, TN-Mar 2003, TX-Jul 2002 , UT-Mar 2003, VA-Mar 2003, VT-Apr 2005, WA-Jul 1991, WI-Jan 1980 , WV-Mar 2003


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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