DAVENPORT & COMPANY LLC
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DAVENPORT & COMPANY LLC
(CRD# 1588)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Richmond, VA.
The SEC approved the firm to operate as an RIA in
Jun 1977.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.7 Billion,
with discretion over
91%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
0%
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DAVENPORT & COMPANY LLC
also reported in
Mar 2019
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441
employees,
with
190
performing advisory functions.
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A total of 17 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DAVENPORT & COMPANY LLC has one or more disclosure events currently on file with the SEC.
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DAVENPORT & COMPANY LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2015, AL-Mar 2006, AR-Mar 2008, AZ-Jan 2006, CA-Feb 19
, CO-Dec 2004, CT-Oct 1997, DC-Apr 2003, DE-Jan 2006, FL-Dec 1
, GA-May 1997, HI-Jan 2010, IA-Nov 2012, ID-Mar 2008, IL-Dec 2
, IN-Mar 2008, KS-Mar 2008, KY-Dec 2004, LA-Jan 2010, MA-Jan 2
, MD-Jan 1991, ME-Mar 2006, MI-Dec 1999, MN-Mar 2010, MO-Mar 2
, MS-Mar 2004, MT-Nov 2012, NC-Dec 2000, ND-Mar 2015, NE-Mar 2
, NH-Mar 2008, NJ-Feb 2003, NM-Mar 2008, NV-Mar 2015, NY-Feb 2
, OH-Jan 2002, OK-Mar 2010, OR-Mar 2008, PA-May 2003, RI-Mar 2
, SC-Aug 1987, SD-Mar 2015, TN-Feb 2000, TX-Mar 1997, UT-Mar 2
, VA-Jul 1987, VT-Mar 2008, WA-Mar 1990, WI-Mar 2010, WV-Mar 2
, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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