DCI, LLC
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DCI, LLC
(CRD# 134018)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Feb 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.2 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
64%
of RAUM.
Non-US investors represent
77%
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DCI, LLC
also reported in
Mar 2019
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23
employees,
with
9
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DCI, LLC has no disclosure events reported to the SEC at this time.
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DCI, LLC has Notice Filings with the following State Securities Authorities:
CA-Jan 2005
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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