DSM CAPITAL PARTNERS
|
|
DSM CAPITAL PARTNERS
(CRD# 113609)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Palm Beach Gardens, FL.
The SEC approved the firm to operate as an RIA in
Aug 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.1 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
27%
.
|
|
DSM CAPITAL PARTNERS
also reported in
Mar 2019
-
25
employees,
with
11
performing advisory functions.
-
A total of 2 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
DSM CAPITAL PARTNERS has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
DSM CAPITAL PARTNERS has Notice Filings with the following State Securities Authorities:
AK-Mar 2009, AL-Mar 2009, AR-Mar 2009, AZ-Mar 2009, CA-Apr 20
, CO-Mar 2009, CT-Apr 2005, DC-Jan 2008, DE-Apr 2007, FL-Jan 2
, GA-Jan 2008, HI-Mar 2009, IA-Mar 2009, ID-Jan 2008, IL-Jan 2
, IN-Mar 2009, KS-Mar 2009, KY-Jan 2008, LA-Apr 2005, MA-Jan 2
, MD-Mar 2009, ME-Mar 2009, MI-Jan 2008, MN-Jan 2008, MO-Jan 2
, MS-Mar 2009, MT-Jan 2008, NC-Jan 2008, ND-Mar 2009, NE-Mar 2
, NH-Mar 2009, NJ-Jan 2002, NM-Mar 2009, NV-Mar 2009, NY-Oct 2
, OH-Jan 2008, OK-Mar 2009, OR-Jan 2008, PA-Mar 2007, PR-Mar 2
, RI-Mar 2009, SC-Jan 2008, SD-Mar 2009, TN-Mar 2009, TX-Mar 2
, UT-Mar 2009, VA-Jan 2008, VI-Nov 2012, VT-Mar 2009, WA-Dec 2
, WI-Mar 2009, WV-Mar 2009, WY-Apr 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
