DWS INVESTMENTS HONG KONG LIMITED
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DWS INVESTMENTS HONG KONG LIMITED
(CRD# 139666)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hong Kong, China.
The SEC approved the firm to operate as an RIA in
Mar 2006.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
7%
of RAUM.
Non-US investors represent
90%
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DWS INVESTMENTS HONG KONG LIMITED
also reported in
Mar 2019
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72
employees,
with
23
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DWS INVESTMENTS HONG KONG LIMITED has one or more disclosure events currently on file with the SEC.
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DWS INVESTMENTS HONG KONG LIMITED has No Notice Filings with State Securities Authorities.
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