EAGLE STRATEGIES LLC
|
|
EAGLE STRATEGIES LLC
(CRD# 110826)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Oct 1988.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.5 Billion,
with discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
EAGLE STRATEGIES LLC
also reported in
Mar 2019
-
1965
employees,
with
1736
performing advisory functions.
-
A total of 732 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
EAGLE STRATEGIES LLC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
EAGLE STRATEGIES LLC has Notice Filings with the following State Securities Authorities:
AK-Nov 1996, AL-Jun 1991, AR-Oct 1996, AZ-Apr 1995, CA-Jul 19
, CO-Jan 1999, CT-Sep 1997, DC-Jul 1995, DE-Apr 2003, FL-Apr 1
, GA-May 1989, HI-Feb 1998, IA-Jan 1999, ID-Jan 1997, IL-Nov 1
, IN-May 1989, KS-Sep 1989, KY-Jun 1989, LA-Mar 2005, MA-Apr 1
, MD-Jul 1995, ME-Jan 1998, MI-Nov 1997, MN-Jan 1998, MO-Oct 1
, MS-Nov 1997, MT-Jan 1998, NC-Apr 2001, ND-Mar 2003, NE-Oct 1
, NH-Nov 1988, NJ-Oct 1988, NM-Jan 1998, NV-Dec 1990, NY-Apr 1
, OH-Jun 1999, OK-Jan 1998, OR-Mar 1997, PA-Aug 1989, RI-Jan 1
, SC-Oct 1988, SD-Jan 1998, TN-Mar 1998, TX-Oct 1989, UT-Mar 1
, VA-May 1989, VT-Sep 1996, WA-Aug 1996, WI-Oct 1989, WV-Jan 1
, WY-Jul 2017
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
