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ENVESTNET RETIREMENT SOLUTIONS, LLC
ENVESTNET RETIREMENT SOLUTIONS, LLC (CRD# 171570) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Apr 2014. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $10.5 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 2% of RAUM.   Non-US investors represent 0% .  
 
ENVESTNET RETIREMENT SOLUTIONS, LLC also reported in Mar 2019
  • 42 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ENVESTNET RETIREMENT SOLUTIONS, LLC has no disclosure events reported to the SEC at this time.
 

View ENVESTNET RETIREMENT SOLUTIONS, LLC's most recent Form ADV filing
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ENVESTNET RETIREMENT SOLUTIONS, LLC has Notice Filings with the following State Securities Authorities: AK-Jun 2014, AL-Jun 2014, AR-Jun 2014, AZ-Jun 2014, CA-Jun 2014 , CO-Apr 2014, CT-Jun 2014, DC-Jun 2014, DE-Jun 2014, FL-May 2014 , GA-Jun 2014, HI-Jun 2014, IA-Apr 2014, ID-Jun 2014, IL-Jun 2014 , IN-Apr 2014, KS-Jun 2014, KY-Jun 2014, LA-Jun 2014, MA-Jun 2014 , MD-Jun 2014, ME-Jun 2014, MI-Apr 2014, MN-Jun 2014, MO-Jun 2014 , MS-Jun 2014, MT-Jun 2014, NC-Jun 2014, ND-Jun 2014, NE-Jun 2014 , NH-Jun 2014, NJ-Jun 2014, NM-Jun 2014, NV-Jun 2014, NY-May 2014 , OH-Apr 2014, OK-Jun 2014, OR-Jun 2014, PA-Jun 2014, PR-Jun 2014 , RI-Jun 2014, SC-Jun 2014, SD-Jun 2014, TN-Jun 2014, TX-Jun 2014 , UT-Jun 2014, VA-Jun 2014, VI-Jun 2014, VT-Jun 2014, WA-Jun 2014 , WI-Jun 2014, WV-Jun 2014


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
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irban43


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