EVERCORE WEALTH MANAGEMENT, LLC
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EVERCORE WEALTH MANAGEMENT, LLC
(CRD# 148399)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Oct 2008.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.6 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
1%
.
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EVERCORE WEALTH MANAGEMENT, LLC
also reported in
Mar 2019
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84
employees,
with
50
performing advisory functions.
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A total of 5 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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EVERCORE WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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EVERCORE WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AL-Mar 2017, AZ-Mar 2015, CA-Jun 2009, CO-Mar 2012, CT-Aug 2009
, DC-Mar 2012, DE-Mar 2012, FL-Aug 2009, GA-Mar 2010, ID-Dec 2010
, IL-Apr 2012, IN-Mar 2015, LA-Dec 2010, MA-Feb 2009, MD-Dec 2010
, ME-Mar 2016, MN-Mar 2012, MO-Mar 2018, MT-Mar 2015, NC-Mar 2015
, ND-Mar 2015, NH-Dec 2010, NJ-Apr 2010, NV-Mar 2015, NY-Jul 2009
, OH-Mar 2010, OR-Dec 2010, PA-Mar 2016, RI-Aug 2012, SC-Mar 2010
, TN-Mar 2018, TX-Dec 2010, VA-Jul 2011, WA-Dec 2010, WI-Mar 2015
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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SEC. Feel free to contact
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