EVERETT HARRIS & CO
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EVERETT HARRIS & CO
(CRD# 106830)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Nov 1940.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.9 Billion,
with discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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EVERETT HARRIS & CO
also reported in
Mar 2019
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22
employees,
with
15
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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EVERETT HARRIS & CO has no disclosure events reported to the SEC at this time.
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EVERETT HARRIS & CO has Notice Filings with the following State Securities Authorities:
CA-Jan 1970, NC-Jan 2001, NH-Mar 2017, NY-Mar 2017, OR-Mar 20
, TX-Mar 2017, VA-Aug 2011
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