FCI ADVISORS
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FCI ADVISORS
(CRD# 106398)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Overland Park, KS.
The SEC approved the firm to operate as an RIA in
Jan 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.6 Billion,
with discretion over
87%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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FCI ADVISORS
also reported in
Mar 2019
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63
employees,
with
40
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FCI ADVISORS has one or more disclosure events currently on file with the SEC.
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FCI ADVISORS has Notice Filings with the following State Securities Authorities:
AK-Dec 1995, AL-Jul 1996, AR-Aug 1997, AZ-Apr 1996, CA- CO-Feb 2001, CT-Sep 1997, DC-Jan 1998, DE-Nov 1995, FL-<
, GA-Jan 1995, HI-Mar 1998, IA-Jan 1999, ID-Nov 1995, IL-<
, IN-Feb 2001, KS-Sep 1997, KY-Dec 2000, LA-Oct 2001, MA-<
, MD-Nov 1995, ME-Jan 1998, MI-Dec 1997, MN-Feb 1996, MO-<
, MS-Sep 1997, MT-Apr 1996, NC-Feb 2001, ND-Apr 2005, NE-<
, NH-Oct 1995, NJ-May 2005, NM-Jan 1996, NV-Dec 1995, NY-<
, OH-Jun 2000, OK-Jan 1998, OR-Apr 2005, PA-Jan 1998, PR-<
, RI-Nov 1993, SC-Jan 1996, SD-Oct 1995, TN-Aug 1996, TX-<
, UT-Nov 1995, VA-Sep 1995, VT-Jan 1996, WA-Jan 1996, WI-<
, WV-Jan 1996, WY-Feb 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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