FEG
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FEG
(CRD# 121658)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Cincinnati, OH.
The SEC approved the firm to operate as an RIA in
Jun 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.8 Billion,
with discretion over
37%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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FEG
also reported in
Mar 2019
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128
employees,
with
70
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FEG has no disclosure events reported to the SEC at this time.
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FEG has Notice Filings with the following State Securities Authorities:
AK-Mar 2013, AL-Mar 2012, AR-Mar 2013, AZ-Mar 2012, CA- CO-Mar 2012, CT-Jul 2002, DC-Dec 2009, DE-Mar 2013, FL-<
, GA-Mar 2012, HI-Mar 2013, IA-Mar 2011, ID-Mar 2013, IL-<
, IN-Jul 2002, KS-Mar 2012, KY-Jul 2002, LA-Mar 2005, MA-<
, MD-Jul 2002, ME-Mar 2013, MI-Jul 2002, MN-Mar 2012, MO-<
, MS-Dec 2007, MT-Mar 2012, NC-Sep 2002, ND-Mar 2013, NE-<
, NH-Mar 2013, NJ-May 2012, NM-Mar 2013, NV-Mar 2012, NY-<
, OH-Jul 2002, OK-Mar 2013, OR-Dec 2009, PA-Jul 2002, PR-<
, RI-Mar 2013, SC-Mar 2012, SD-Mar 2012, TN-Dec 2007, TX-<
, UT-Mar 2012, VA-Jul 2002, VI-Mar 2013, VT-Nov 2002, WA-<
, WI-Mar 2012, WV-Mar 2012, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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