FIERA CAPITAL INC.
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FIERA CAPITAL INC.
(CRD# 113638)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Dec 1972.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
17%
of RAUM.
Non-US investors represent
1%
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FIERA CAPITAL INC.
also reported in
Mar 2019
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142
employees,
with
53
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FIERA CAPITAL INC. has one or more disclosure events currently on file with the SEC.
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FIERA CAPITAL INC. has Notice Filings with the following State Securities Authorities:
AK-Mar 2018, AL-Mar 2018, AR-Mar 2018, AZ-Mar 2018, CA- CO-Mar 2018, CT-Mar 2018, DC-Mar 2018, DE-Mar 2018, FL-<
, GA-Mar 2018, HI-Mar 2018, IA-Mar 2018, ID-Mar 2018, IL-<
, IN-Mar 2018, KS-Mar 2018, KY-Mar 2018, LA-Mar 2018, MA-<
, MD-Mar 2018, ME-Mar 2018, MI-Mar 2018, MN-Mar 2018, MO-<
, MS-Mar 2018, MT-Mar 2018, NC-Mar 2018, ND-Mar 2018, NE-<
, NH-Mar 2018, NJ-Apr 2018, NM-Mar 2018, NV-Mar 2018, NY-<
, OH-Jun 2016, OK-Mar 2018, OR-Mar 2018, PA-Mar 2018, PR-<
, RI-Mar 2018, SC-Mar 2018, SD-Mar 2018, TN-Mar 2018, TX-<
, UT-Mar 2018, VA-Mar 2018, VI-Mar 2018, VT-Mar 2018, WA-<
, WI-Mar 2018, WV-Mar 2018, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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