FINANCIAL ENGINES ADVISORS L.L.C.
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FINANCIAL ENGINES ADVISORS L.L.C.
(CRD# 104510)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Sunnyvale, CA.
The SEC approved the firm to operate as an RIA in
Jan 1998.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$181.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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FINANCIAL ENGINES ADVISORS L.L.C.
also reported in
Mar 2019
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1426
employees,
with
592
performing advisory functions.
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A total of 141 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FINANCIAL ENGINES ADVISORS L.L.C. has one or more disclosure events currently on file with the SEC.
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FINANCIAL ENGINES ADVISORS L.L.C. has Notice Filings with the following State Securities Authorities:
AK-Jun 1998, AL-Jun 1998, AR-Jun 1998, AZ-Jun 1998, CA-Feb 1998
, CO-Mar 2004, CT-Jun 1998, DC-Jul 1998, DE-Mar 2003, FL-Jun 1998
, GA-Jun 1998, HI-Oct 1998, IA-Jan 1999, ID-Jun 1998, IL-Jun 1998
, IN-Nov 2000, KS-Jun 1998, KY-Jun 1998, LA-Oct 2001, MA-Jun 1998
, MD-Jun 1998, ME-Jun 1998, MI-Jun 1998, MN-Jun 1998, MO-Jun 1998
, MS-Jun 1998, MT-Jun 1998, NC-Oct 2000, ND-Jan 2001, NE-Jun 1998
, NH-Jan 1999, NJ-Jun 1998, NM-Jun 1998, NV-Jun 1998, NY-Oct 1998
, OH-Aug 1999, OK-Jan 1998, OR-Jun 1998, PA-Jun 1998, PR-Aug 1999
, RI-Jun 1998, SC-Jun 1998, SD-Jun 1998, TN-Jun 1998, TX-Oct 1998
, UT-Jun 1998, VA-Oct 1998, VI-Apr 2009, VT-Jun 1998, WA-Jun 1998
, WI-Jun 1998, WV-Jun 1998, WY-Nov 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
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