FIRST COMMAND ADVISORY SERVICES
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FIRST COMMAND ADVISORY SERVICES
(CRD# 281958)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Fort Worth, TX.
The SEC approved the firm to operate as an RIA in
Jul 2005.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$13.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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FIRST COMMAND ADVISORY SERVICES
also reported in
Jan 2019
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1100
employees,
with
788
performing advisory functions.
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A total of 178 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FIRST COMMAND ADVISORY SERVICES has one or more disclosure events currently on file with the SEC.
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FIRST COMMAND ADVISORY SERVICES has Notice Filings with the following State Securities Authorities: AK-Jul 2005, AL-Jul 2005, AR-Aug 2005, AZ-Jul 2005, CA-Jul 2005
, CO-Jul 2005, CT-Jul 2005, DC-Jul 2005, DE-Aug 2005, FL-Aug 2005
, GA-Jul 2005, HI-Jul 2005, IA-Aug 2005, ID-Jul 2005, IL-Sep 2005
, IN-Jul 2005, KS-Jul 2005, KY-Jul 2005, LA-Jul 2005, MA-Jul 2005
, MD-Jul 2005, ME-Jul 2005, MI-Jul 2005, MN-Jul 2005, MO-Jul 2005
, MS-Jul 2005, MT-Jul 2005, NC-Jul 2005, ND-Jun 2005, NE-Jul 2005
, NH-Jul 2005, NJ-Jun 2005, NM-Jul 2005, NV-Jul 2005, NY-Jul 2005
, OH-Jul 2005, OK-Jul 2005, OR-Jul 2005, PA-Jul 2005, RI-Jul 2005
, SC-Jul 2005, SD-Aug 2005, TN-Jul 2005, TX-Jul 2005, UT-Jul 2005
, VA-Jul 2005, VT-Jul 2005, WA-Jul 2005, WI-Jul 2005, WV-Jul 2005
, WY-Jan 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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