FIRST MANHATTAN CO
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FIRST MANHATTAN CO
(CRD# 1845)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 1977.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$20.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
3%
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FIRST MANHATTAN CO
also reported in
Mar 2019
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125
employees,
with
42
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FIRST MANHATTAN CO has one or more disclosure events currently on file with the SEC.
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FIRST MANHATTAN CO has Notice Filings with the following State Securities Authorities:
AK-Oct 1994, AL-Nov 1994, AR-Sep 1995, AZ-Jan 2000, CA- CO-Jan 1999, CT-Dec 1997, DC-Aug 1994, DE-Jul 2002, FL-<
, GA-Sep 1994, HI-Aug 1995, IA-Jan 1999, ID-Sep 1994, IL-<
, IN-Dec 2013, KS-Dec 1997, KY-Dec 2013, LA-Oct 2001, MA-<
, MD-Jun 1996, ME-Jan 2000, MI-Dec 1999, MN-Jul 1996, MO-<
, MS-Jul 1998, MT-Jun 1998, NC-Dec 1999, ND-Dec 1999, NE-<
, NH-Jun 1993, NJ-Jan 2014, NM-Jan 2000, NV-Jul 1994, NY-<
, OH-Jan 2000, OK-Jan 1998, OR-Dec 2013, PA-Dec 2013, RI-<
, SC-Oct 1994, SD-Jun 1994, TN-Jan 2000, TX-Aug 1983, UT-<
, VA-Aug 1987, VT-Dec 1994, WA-Aug 1996, WI-Dec 1991, WV-<
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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