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FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (CRD# 281323) is an SEC-Registered Investment Advisor (RIA), headquartered in Edinburgh, United Kingdom. The SEC approved the firm to operate as an RIA in Sep 2015. In Nov 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $26.4 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 92% of RAUM.   Non-US investors represent 100% .  
 
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED also reported in Nov 2018
  • 337 employees, with 66 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED has one or more disclosure events currently on file with the SEC.
 

View FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED's most recent Form ADV filing
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FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED has Notice Filings with the following State Securities Authorities: NH-Sep 2015


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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