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FIRST STATE INVESTMENTS
FIRST STATE INVESTMENTS (CRD# 281553) is an SEC-Registered Investment Advisor (RIA), headquartered in Hong Kong, Hong Kong. The SEC approved the firm to operate as an RIA in Sep 2015. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $26.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 69% of RAUM.   Non-US investors represent 100% .  
 
FIRST STATE INVESTMENTS also reported in Sep 2018
  • 98 employees, with 22 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
FIRST STATE INVESTMENTS has one or more disclosure events currently on file with the SEC.
 

View FIRST STATE INVESTMENTS's most recent Form ADV filing
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FIRST STATE INVESTMENTS has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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