FIS GROUP, INC.
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FIS GROUP, INC.
(CRD# 111126)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Philadelphia, PA.
The SEC approved the firm to operate as an RIA in
Mar 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.2 Billion,
with discretion over
90%
of those assets.
Pooled investment vehicles (Private Funds) account for
21%
of RAUM.
Non-US investors represent
0%
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FIS GROUP, INC.
also reported in
Mar 2019
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24
employees,
with
8
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FIS GROUP, INC. has no disclosure events reported to the SEC at this time.
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FIS GROUP, INC. has Notice Filings with the following State Securities Authorities: CA-Mar 2015, IL-Oct 2008, NY-Mar 2013, PA-Mar 2005
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