FindingFraud.org


Blog
Contact

FRANKLIN ADVISORY SERVICES, LLC
FRANKLIN ADVISORY SERVICES, LLC (CRD# 111361) is an SEC-Registered Investment Advisor (RIA), headquartered in San Mateo, CA. The SEC approved the firm to operate as an RIA in May 1996. In Feb 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.9 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
FRANKLIN ADVISORY SERVICES, LLC also reported in Feb 2019
  • 5 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
FRANKLIN ADVISORY SERVICES, LLC has no disclosure events reported to the SEC at this time.
 

View FRANKLIN ADVISORY SERVICES, LLC's most recent Form ADV filing
 irban42



FRANKLIN ADVISORY SERVICES, LLC has Notice Filings with the following State Securities Authorities: CA-Dec 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12