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FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE CAPITAL MANAGEMENT, LLC (CRD# 145711) is an SEC-Registered Investment Advisor (RIA), headquartered in Seattle, WA. The SEC approved the firm to operate as an RIA in Apr 2008. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.7 Billion, with discretion over 86% of those assets.   Pooled investment vehicles (Private Funds) account for 32% of RAUM.   Non-US investors represent 0% .  
 
FREESTONE CAPITAL MANAGEMENT, LLC files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 66 employees, with 25 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
FREESTONE CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View FREESTONE CAPITAL MANAGEMENT, LLC's most recent Form ADV filing
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FREESTONE CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AK-Apr 2008, AZ-Apr 2008, CA-Apr 2008, CO-Apr 2008, FL-Nov 2015 , ID-Apr 2008, IL-Nov 2015, MA-Nov 2015, MD-Nov 2015, MI-Mar 2016 , MN-Aug 2018, MT-Apr 2008, NC-Mar 2019, NJ-Jan 2017, NV-Jan 2015 , NY-Apr 2008, OR-Apr 2008, PA-Mar 2018, SC-Jun 2018, TX-Apr 2008 , UT-Mar 2018, VA-Nov 2018, WA-Apr 2008


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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