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FSC SECURITIES CORPORATION
FSC SECURITIES CORPORATION (CRD# 7461) is an SEC-Registered Investment Advisor (RIA), headquartered in Atlanta, GA. The SEC approved the firm to operate as an RIA in Aug 1992. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $8.2 Billion, with discretion over 54% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
FSC SECURITIES CORPORATION also reported in Mar 2019
  • 1602 employees, with 678 performing advisory functions.
  • A total of 446 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
FSC SECURITIES CORPORATION has one or more disclosure events currently on file with the SEC.
 

View FSC SECURITIES CORPORATION's most recent Form ADV filing
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FSC SECURITIES CORPORATION has Notice Filings with the following State Securities Authorities: AK-Mar 2004, AL-Feb 2001, AR-Sep 1992, AZ-Mar 2004, CA-Jul 19 , CO-Jan 1999, CT-Nov 1997, DC-Nov 1999, DE-Sep 1992, FL-Sep 1 , GA-Jan 1993, HI-Nov 1992, IA-Jan 2000, ID-Feb 1993, IL-Oct 1 , IN-Nov 2000, KS-Jul 1997, KY-Mar 1998, LA-Oct 2001, MA-Dec 1 , MD-Oct 1992, ME-Sep 1992, MI-Nov 1997, MN-Sep 1998, MO-Aug 1 , MS-Aug 1998, MT-Dec 1997, NC-Nov 2000, ND-Oct 1992, NE-Feb 1 , NH-Feb 1993, NJ-Aug 1983, NM-Sep 1992, NV-Sep 1994, NY-Aug 1 , OH-Apr 2000, OK-Jan 1998, OR-Oct 2000, PA-Oct 1977, PR-Mar 2 , RI-Feb 1993, SC-Oct 1992, SD-Sep 1992, TN-Sep 1998, TX-Apr 1 , UT-Sep 1992, VA-Feb 2000, VI-Mar 2011, VT-Mar 2004, WA-Apr 1 , WI-Feb 1993, WV-Sep 1992, WY-Jul 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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