FSC SECURITIES CORPORATION
|
|
FSC SECURITIES CORPORATION
(CRD# 7461)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Atlanta, GA.
The SEC approved the firm to operate as an RIA in
Aug 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.2 Billion,
with discretion over
54%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
FSC SECURITIES CORPORATION
also reported in
Mar 2019
-
1602
employees,
with
678
performing advisory functions.
-
A total of 446 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
FSC SECURITIES CORPORATION has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
FSC SECURITIES CORPORATION has Notice Filings with the following State Securities Authorities:
AK-Mar 2004, AL-Feb 2001, AR-Sep 1992, AZ-Mar 2004, CA-Jul 19
, CO-Jan 1999, CT-Nov 1997, DC-Nov 1999, DE-Sep 1992, FL-Sep 1
, GA-Jan 1993, HI-Nov 1992, IA-Jan 2000, ID-Feb 1993, IL-Oct 1
, IN-Nov 2000, KS-Jul 1997, KY-Mar 1998, LA-Oct 2001, MA-Dec 1
, MD-Oct 1992, ME-Sep 1992, MI-Nov 1997, MN-Sep 1998, MO-Aug 1
, MS-Aug 1998, MT-Dec 1997, NC-Nov 2000, ND-Oct 1992, NE-Feb 1
, NH-Feb 1993, NJ-Aug 1983, NM-Sep 1992, NV-Sep 1994, NY-Aug 1
, OH-Apr 2000, OK-Jan 1998, OR-Oct 2000, PA-Oct 1977, PR-Mar 2
, RI-Feb 1993, SC-Oct 1992, SD-Sep 1992, TN-Sep 1998, TX-Apr 1
, UT-Sep 1992, VA-Feb 2000, VI-Mar 2011, VT-Mar 2004, WA-Apr 1
, WI-Feb 1993, WV-Sep 1992, WY-Jul 2017
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
