FTB ADVISORS, INC.
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FTB ADVISORS, INC.
(CRD# 17117)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Memphis, TN.
The SEC approved the firm to operate as an RIA in
May 2013.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.1 Billion,
with discretion over
73%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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FTB ADVISORS, INC.
also reported in
Mar 2019
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189
employees,
with
140
performing advisory functions.
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A total of 77 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FTB ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
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FTB ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
AL-May 2013, AR-May 2013, AZ-May 2013, CA-May 2013, CO- DC-Mar 2018, FL-Sep 2013, GA-May 2013, IL-Sep 2013, IN-<
, KY-May 2013, LA-May 2013, MD-May 2013, MI-May 2013, MO-<
, MS-May 2013, NC-May 2013, NE-Jun 2016, NH-Mar 2017, NJ-<
, NY-Sep 2013, OH-May 2013, OK-Sep 2013, PA-May 2013, SC-<
, SD-Nov 2016, TN-May 2013, TX-May 2013, VA-May 2013, WA-<
, WI-May 2013
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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