FTN FINANCIAL MAIN STREET ADVISORS LLC
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FTN FINANCIAL MAIN STREET ADVISORS LLC
(CRD# 133719)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Las Vegas, NV.
The SEC approved the firm to operate as an RIA in
Jan 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.1 Billion,
with discretion over
90%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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FTN FINANCIAL MAIN STREET ADVISORS LLC
also reported in
Mar 2019
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6
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FTN FINANCIAL MAIN STREET ADVISORS LLC has one or more disclosure events currently on file with the SEC.
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FTN FINANCIAL MAIN STREET ADVISORS LLC has Notice Filings with the following State Securities Authorities: CA-May 2005, ID-Dec 2013, NV-Jan 2005, UT-Jan 2018
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from the SEC website and is believed to be
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