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FTN FINANCIAL MAIN STREET ADVISORS LLC
FTN FINANCIAL MAIN STREET ADVISORS LLC (CRD# 133719) is an SEC-Registered Investment Advisor (RIA), headquartered in Las Vegas, NV. The SEC approved the firm to operate as an RIA in Jan 2005. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $11.1 Billion, with discretion over 90% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
FTN FINANCIAL MAIN STREET ADVISORS LLC also reported in Mar 2019
  • 6 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
FTN FINANCIAL MAIN STREET ADVISORS LLC has one or more disclosure events currently on file with the SEC.
 

View FTN FINANCIAL MAIN STREET ADVISORS LLC's most recent Form ADV filing
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FTN FINANCIAL MAIN STREET ADVISORS LLC has Notice Filings with the following State Securities Authorities: CA-May 2005, ID-Dec 2013, NV-Jan 2005, UT-Jan 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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