FULLER & THALER ASSET MANAGEMENT INC
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FULLER & THALER ASSET MANAGEMENT INC
(CRD# 107033)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Mateo, CA.
The SEC approved the firm to operate as an RIA in
May 1993.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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FULLER & THALER ASSET MANAGEMENT INC
also reported in
Mar 2019
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21
employees,
with
12
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FULLER & THALER ASSET MANAGEMENT INC has no disclosure events reported to the SEC at this time.
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FULLER & THALER ASSET MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Jan 2013, AL-Jan 2013, AR-Jan 2013, AZ-Jan 2013, CA-Jun 1993
, CO-Jan 2013, CT-Jan 2013, DC-Jan 2013, DE-Jan 2013, FL-Jan 2013
, GA-Jan 2013, HI-Jan 2013, IA-Jan 2013, ID-Jan 2013, IL-Apr 2004
, IN-Jan 2013, KS-Jan 2013, KY-Jan 2013, LA-Jan 2013, MA-Jan 2013
, MD-Jan 2013, ME-Jan 2013, MI-Jan 2013, MN-Jan 2013, MO-Jan 2013
, MS-Jan 2013, MT-Jan 2013, NC-Jan 2013, ND-Jan 2013, NE-Jan 2013
, NH-Jan 2013, NJ-Jan 2013, NM-Jan 2013, NV-Jan 2013, NY-Jan 2013
, OH-Jan 2013, OK-Jan 2013, OR-Jan 2013, PA-Jan 2013, PR-Jan 2013
, RI-Jan 2013, SC-Jan 2013, SD-Jan 2013, TN-Jan 2013, TX-Jan 2013
, UT-Jan 2013, VA-Jan 2013, VI-Jan 2013, VT-Jan 2013, WA-Jan 2013
, WI-Jan 2013, WV-Jan 2013, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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