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FULLER & THALER ASSET MANAGEMENT INC
FULLER & THALER ASSET MANAGEMENT INC (CRD# 107033) is an SEC-Registered Investment Advisor (RIA), headquartered in San Mateo, CA. The SEC approved the firm to operate as an RIA in May 1993. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $7.3 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 0% .  
 
FULLER & THALER ASSET MANAGEMENT INC also reported in Mar 2019
  • 21 employees, with 12 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
FULLER & THALER ASSET MANAGEMENT INC has no disclosure events reported to the SEC at this time.
 

View FULLER & THALER ASSET MANAGEMENT INC's most recent Form ADV filing
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FULLER & THALER ASSET MANAGEMENT INC has Notice Filings with the following State Securities Authorities: AK-Jan 2013, AL-Jan 2013, AR-Jan 2013, AZ-Jan 2013, CA-Jun 1993 , CO-Jan 2013, CT-Jan 2013, DC-Jan 2013, DE-Jan 2013, FL-Jan 2013 , GA-Jan 2013, HI-Jan 2013, IA-Jan 2013, ID-Jan 2013, IL-Apr 2004 , IN-Jan 2013, KS-Jan 2013, KY-Jan 2013, LA-Jan 2013, MA-Jan 2013 , MD-Jan 2013, ME-Jan 2013, MI-Jan 2013, MN-Jan 2013, MO-Jan 2013 , MS-Jan 2013, MT-Jan 2013, NC-Jan 2013, ND-Jan 2013, NE-Jan 2013 , NH-Jan 2013, NJ-Jan 2013, NM-Jan 2013, NV-Jan 2013, NY-Jan 2013 , OH-Jan 2013, OK-Jan 2013, OR-Jan 2013, PA-Jan 2013, PR-Jan 2013 , RI-Jan 2013, SC-Jan 2013, SD-Jan 2013, TN-Jan 2013, TX-Jan 2013 , UT-Jan 2013, VA-Jan 2013, VI-Jan 2013, VT-Jan 2013, WA-Jan 2013 , WI-Jan 2013, WV-Jan 2013, WY-Mar 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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