GARDNER RUSSO & GARDNER LLC
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GARDNER RUSSO & GARDNER LLC
(CRD# 106114)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Lancaster, PA.
The SEC approved the firm to operate as an RIA in
Apr 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$12.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
30%
of RAUM.
Non-US investors represent
4%
.
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GARDNER RUSSO & GARDNER LLC
also reported in
Mar 2019
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42
employees,
with
5
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GARDNER RUSSO & GARDNER LLC has no disclosure events reported to the SEC at this time.
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GARDNER RUSSO & GARDNER LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2018, AL-Dec 2005, AR-Mar 2018, AZ-Mar 2018, CA-Jul 1994
, CT-Sep 1997, DC-Jun 1994, DE-Nov 2001, FL-Jun 1994, GA-Apr 1999
, HI-Mar 2018, IA-Mar 2018, ID-May 1996, IL-Jun 1994, IN-Sep 2003
, KS-Mar 2018, KY-Jun 2012, LA-Mar 2005, MA-May 1994, MD-Sep 1994
, ME-Dec 2005, MI-Apr 1999, MN-Sep 2003, MO-Nov 2008, MS-Mar 2018
, MT-Mar 2018, NC-Nov 2002, NE-Nov 2002, NH-Nov 2002, NJ-Nov 1994
, NM-Mar 2012, NV-Mar 2017, NY-May 1996, OH-Dec 2005, OK-Nov 2002
, OR-Mar 2018, PA-Aug 1992, RI-Mar 2017, SC-Dec 2002, SD-Dec 2005
, TN-Jun 1999, TX-Aug 1994, UT-Mar 2018, VA-Sep 1994, VT-Nov 2002
, WA-Mar 2018, WI-Jul 1994, WV-Mar 2018, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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