FindingFraud.org


Blog
Contact

GARDNER RUSSO & GARDNER LLC
GARDNER RUSSO & GARDNER LLC (CRD# 106114) is an SEC-Registered Investment Advisor (RIA), headquartered in Lancaster, PA. The SEC approved the firm to operate as an RIA in Apr 1992. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $12.4 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 30% of RAUM.   Non-US investors represent 4% .  
 
GARDNER RUSSO & GARDNER LLC also reported in Mar 2019
  • 42 employees, with 5 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
GARDNER RUSSO & GARDNER LLC has no disclosure events reported to the SEC at this time.
 

View GARDNER RUSSO & GARDNER LLC's most recent Form ADV filing
 irban42



GARDNER RUSSO & GARDNER LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2018, AL-Dec 2005, AR-Mar 2018, AZ-Mar 2018, CA-Jul 1994 , CT-Sep 1997, DC-Jun 1994, DE-Nov 2001, FL-Jun 1994, GA-Apr 1999 , HI-Mar 2018, IA-Mar 2018, ID-May 1996, IL-Jun 1994, IN-Sep 2003 , KS-Mar 2018, KY-Jun 2012, LA-Mar 2005, MA-May 1994, MD-Sep 1994 , ME-Dec 2005, MI-Apr 1999, MN-Sep 2003, MO-Nov 2008, MS-Mar 2018 , MT-Mar 2018, NC-Nov 2002, NE-Nov 2002, NH-Nov 2002, NJ-Nov 1994 , NM-Mar 2012, NV-Mar 2017, NY-May 1996, OH-Dec 2005, OK-Nov 2002 , OR-Mar 2018, PA-Aug 1992, RI-Mar 2017, SC-Dec 2002, SD-Dec 2005 , TN-Jun 1999, TX-Aug 1994, UT-Mar 2018, VA-Sep 1994, VT-Nov 2002 , WA-Mar 2018, WI-Jul 1994, WV-Mar 2018, WY-Mar 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12