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GATEWAY INVESTMENT ADVISERS, LLC
GATEWAY INVESTMENT ADVISERS, LLC (CRD# 146681) is an SEC-Registered Investment Advisor (RIA), headquartered in Cincinnati, OH. The SEC approved the firm to operate as an RIA in Apr 2008. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $11.6 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
GATEWAY INVESTMENT ADVISERS, LLC also reported in Mar 2019
  • 19 employees, with 6 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
GATEWAY INVESTMENT ADVISERS, LLC has no disclosure events reported to the SEC at this time.
 

View GATEWAY INVESTMENT ADVISERS, LLC's most recent Form ADV filing
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GATEWAY INVESTMENT ADVISERS, LLC has Notice Filings with the following State Securities Authorities: < AZ-Apr 2008, CA-Apr 2008, FL-Apr 2008, GA-Apr 2008, IL-Apr 2008 , LA-Apr 2008, MA-Dec 2013, NE-Apr 2008, NY-Apr 2008, OH-Apr 2008 , PA-Apr 2008, TX-Apr 2008, VA-Apr 2008


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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