GENEVA CAPITAL MANAGEMENT LLC
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GENEVA CAPITAL MANAGEMENT LLC
(CRD# 105432)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Milwaukee, WI.
The SEC approved the firm to operate as an RIA in
Dec 1986.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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GENEVA CAPITAL MANAGEMENT LLC
also reported in
Mar 2019
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20
employees,
with
9
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GENEVA CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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GENEVA CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AK-Oct 2015, AL-Mar 2011, AR-Oct 2015, AZ-Jan 2005, CA-Oct 2004
, CO-Apr 2014, CT-Jul 2006, DC-Oct 2015, DE-Aug 2011, FL-Oct 2002
, GA-Nov 2008, HI-Oct 2015, IA-Oct 2015, ID-Oct 2015, IL-Dec 1986
, IN-Nov 2010, KS-Mar 2011, KY-Oct 2015, LA-Jun 2008, MA-Jun 2008
, MD-Oct 2005, ME-Oct 2015, MI-Feb 2005, MN-Jun 2005, MO-Jul 2008
, MS-Oct 2015, MT-Oct 2015, NC-Jun 2008, ND-Oct 2015, NE-Feb 2008
, NH-Nov 2006, NJ-Jul 2008, NM-Oct 2009, NV-Mar 2011, NY-Jun 2005
, OH-Oct 2005, OK-Feb 2015, OR-Aug 2012, PA-Jul 2006, PR-Oct 2015
, RI-Oct 2015, SC-Oct 2006, SD-Oct 2015, TN-Nov 2008, TX-Jun 2008
, UT-Oct 2015, VA-Oct 2005, VI-Oct 2015, VT-Oct 2015, WA-Nov 2010
, WI-Dec 1986, WV-Oct 2015, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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