FindingFraud.org


Blog
Contact

GENEVA CAPITAL MANAGEMENT LLC
GENEVA CAPITAL MANAGEMENT LLC (CRD# 105432) is an SEC-Registered Investment Advisor (RIA), headquartered in Milwaukee, WI. The SEC approved the firm to operate as an RIA in Dec 1986. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.6 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
GENEVA CAPITAL MANAGEMENT LLC also reported in Mar 2019
  • 20 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
GENEVA CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View GENEVA CAPITAL MANAGEMENT LLC's most recent Form ADV filing
 irban42



GENEVA CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AK-Oct 2015, AL-Mar 2011, AR-Oct 2015, AZ-Jan 2005, CA-Oct 2004 , CO-Apr 2014, CT-Jul 2006, DC-Oct 2015, DE-Aug 2011, FL-Oct 2002 , GA-Nov 2008, HI-Oct 2015, IA-Oct 2015, ID-Oct 2015, IL-Dec 1986 , IN-Nov 2010, KS-Mar 2011, KY-Oct 2015, LA-Jun 2008, MA-Jun 2008 , MD-Oct 2005, ME-Oct 2015, MI-Feb 2005, MN-Jun 2005, MO-Jul 2008 , MS-Oct 2015, MT-Oct 2015, NC-Jun 2008, ND-Oct 2015, NE-Feb 2008 , NH-Nov 2006, NJ-Jul 2008, NM-Oct 2009, NV-Mar 2011, NY-Jun 2005 , OH-Oct 2005, OK-Feb 2015, OR-Aug 2012, PA-Jul 2006, PR-Oct 2015 , RI-Oct 2015, SC-Oct 2006, SD-Oct 2015, TN-Nov 2008, TX-Jun 2008 , UT-Oct 2015, VA-Oct 2005, VI-Oct 2015, VT-Oct 2015, WA-Nov 2010 , WI-Dec 1986, WV-Oct 2015, WY-Mar 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12