GLUSKIN SHEFF + ASSOCIATES INC
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GLUSKIN SHEFF + ASSOCIATES INC
(CRD# 144928)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Toronto On, Canada.
The SEC approved the firm to operate as an RIA in
Oct 2007.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.2 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
87%
of RAUM.
Non-US investors represent
93%
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GLUSKIN SHEFF + ASSOCIATES INC
also reported in
Oct 2018
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139
employees,
with
41
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GLUSKIN SHEFF + ASSOCIATES INC has no disclosure events reported to the SEC at this time.
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GLUSKIN SHEFF + ASSOCIATES INC has Notice Filings with the following State Securities Authorities: AZ-Sep 2011, CA-Jan 2011, CO-Sep 2012, DC-Oct 2018, DE-Jan 2011
, FL-Jan 2011, GA-Sep 2014, HI-Oct 2018, IL-Sep 2011, MA-Jan 2011
, MD-Sep 2012, MI-Jan 2011, MN-Sep 2012, MO-Sep 2013, MS-Sep 2011
, NC-Jan 2011, NE-Sep 2017, NJ-Jan 2011, NY-Sep 2010, OH-Sep 2012
, OK-Sep 2012, PA-Sep 2010, RI-Sep 2011, SC-Sep 2015, SD-Sep 2011
, TN-Sep 2012, TX-Jan 2011, VA-Sep 2011, VT-Oct 2018, WA-Sep 2011
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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