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GRESHAM INVESTMENT MANAGEMENT LLC
GRESHAM INVESTMENT MANAGEMENT LLC (CRD# 134392) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Apr 2005. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.4 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 50% of RAUM.   Non-US investors represent 37% .  
 
GRESHAM INVESTMENT MANAGEMENT LLC also reported in Mar 2019
  • 55 employees, with 21 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
GRESHAM INVESTMENT MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
 

View GRESHAM INVESTMENT MANAGEMENT LLC's most recent Form ADV filing
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GRESHAM INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: DE-Mar 2016


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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