GUARDIAN CAPITAL LP
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GUARDIAN CAPITAL LP
(CRD# 105078)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Toronto, Ontario, Canada.
The SEC approved the firm to operate as an RIA in
Dec 1998.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$13.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
19%
of RAUM.
Non-US investors represent
100%
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GUARDIAN CAPITAL LP
also reported in
Mar 2019
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57
employees,
with
29
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GUARDIAN CAPITAL LP has no disclosure events reported to the SEC at this time.
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GUARDIAN CAPITAL LP has No Notice Filings with State Securities Authorities.
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