GURTIN MUNICIPAL BOND MANAGEMENT
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GURTIN MUNICIPAL BOND MANAGEMENT
(CRD# 143597)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Solana Beach, CA.
The SEC approved the firm to operate as an RIA in
Oct 2007.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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GURTIN MUNICIPAL BOND MANAGEMENT
also reported in
Jan 2019
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64
employees,
with
27
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GURTIN MUNICIPAL BOND MANAGEMENT has one or more disclosure events currently on file with the SEC.
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GURTIN MUNICIPAL BOND MANAGEMENT has Notice Filings with the following State Securities Authorities: <
AK-Mar 2017, AL-Mar 2013, AR-Mar 2017, AZ-Feb 2008, CA-Oct 2007
, CO-Feb 2008, CT-Feb 2008, DC-Feb 2008, DE-Feb 2008, FL-Feb 2008
, GA-Feb 2008, HI-Dec 2014, IA-Mar 2017, ID-Mar 2014, IL-Feb 2008
, IN-Jun 2010, KS-Mar 2017, KY-Feb 2008, LA-Feb 2008, MA-Feb 2008
, MD-Feb 2008, ME-Mar 2017, MI-Mar 2013, MN-Feb 2008, MO-Feb 2008
, MS-Mar 2017, MT-Jun 2010, NC-Feb 2008, ND-Mar 2017, NE-Apr 2012
, NH-May 2011, NJ-Feb 2008, NM-Feb 2008, NV-Feb 2008, NY-Feb 2008
, OH-Feb 2008, OK-Feb 2008, OR-Mar 2013, PA-Feb 2008, RI-Feb 2008
, SC-Dec 2014, SD-Dec 2014, TN-Feb 2008, TX-Feb 2008, UT-Mar 2014
, VA-Feb 2008, VT-Feb 2008, WA-Jun 2010, WI-Feb 2008, WV-Mar 2015
, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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