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H2O AM
H2O AM (CRD# 169065) is an SEC-Registered Investment Advisor (RIA), headquartered in London, United Kingdom. The SEC approved the firm to operate as an RIA in Oct 2013. In Nov 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $8.3 Billion, with discretion over 86% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 96% .  
 
H2O AM also reported in Nov 2018
  • 51 employees, with 17 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
H2O AM has no disclosure events reported to the SEC at this time.
 

View H2O AM's most recent Form ADV filing
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H2O AM has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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