H.A.M.L
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H.A.M.L
(CRD# 289310)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Brisbane, Qld, Australia.
The SEC approved the firm to operate as an RIA in
Aug 2017.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.9 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
24%
of RAUM.
Non-US investors represent
100%
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H.A.M.L
also reported in
Oct 2018
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11
employees,
with
9
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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H.A.M.L has no disclosure events reported to the SEC at this time.
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H.A.M.L has No Notice Filings with State Securities Authorities.
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from the SEC website and is believed to be
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