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HARTFORD FUNDS
HARTFORD FUNDS (CRD# 147746) is an SEC-Registered Investment Advisor (RIA), headquartered in Wayne, PA. The SEC approved the firm to operate as an RIA in Oct 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $103.3 Billion, with discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
HARTFORD FUNDS also reported in Mar 2019
  • 354 employees, with 29 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
HARTFORD FUNDS has one or more disclosure events currently on file with the SEC.
 

View HARTFORD FUNDS's most recent Form ADV filing
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HARTFORD FUNDS has Notice Filings with the following State Securities Authorities: CA-Jan 2015, CT-Jan 2015, FL-Jan 2015, GA-Jan 2015, IL- MA-Mar 2018, MD-Jan 2015, MI-Sep 2015, MN-Mar 2018, NJ-< , OH-Jan 2015, PA-Jan 2015, SC-Jan 2015, WA-Mar 2018, WI-< , WV-Jun 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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