HARVEST FUND ADVISORS LLC
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HARVEST FUND ADVISORS LLC
(CRD# 154425)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wayne, PA.
The SEC approved the firm to operate as an RIA in
Aug 2010.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$9.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
34%
of RAUM.
Non-US investors represent
0%
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HARVEST FUND ADVISORS LLC
also reported in
Mar 2019
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19
employees,
with
9
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HARVEST FUND ADVISORS LLC has no disclosure events reported to the SEC at this time.
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HARVEST FUND ADVISORS LLC has Notice Filings with the following State Securities Authorities:
AZ-Mar 2014, CA-Mar 2012, CT-Mar 2013, DE-Mar 2013, FL-Mar 20
, GA-Mar 2014, IL-Mar 2013, MA-Mar 2013, MD-Mar 2013, MI-Mar 2
, MN-Mar 2014, MO-Feb 2015, NC-Mar 2014, NJ-Apr 2013, NY-Mar 2
, OH-Mar 2014, OK-Mar 2017, PA-Aug 2010, SC-Mar 2014, SD-Mar 2
, TN-Feb 2015, TX-Mar 2012, VA-Mar 2013, WA-Feb 2015
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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