HARVEST VOLATILITY MANAGEMENT, LLC
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HARVEST VOLATILITY MANAGEMENT, LLC
(CRD# 146869)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 2008.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
0%
.
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HARVEST VOLATILITY MANAGEMENT, LLC
also reported in
Mar 2019
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19
employees,
with
18
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HARVEST VOLATILITY MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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HARVEST VOLATILITY MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AL-Feb 2013, AR-Feb 2013, AZ-Feb 2013, CA-Mar 2012, CO-Jun 2013
, CT-Feb 2013, DC-Mar 2016, DE-Mar 2018, FL-Feb 2013, GA-Mar 2012
, IA-Mar 2019, ID-Mar 2019, IL-Mar 2013, IN-Mar 2018, KS-Mar 2019
, KY-Mar 2018, LA-Mar 2018, MA-Mar 2015, MD-Mar 2015, ME-Mar 2019
, MI-Feb 2013, MN-Mar 2019, MO-Mar 2018, MT-Mar 2019, NC-Mar 2012
, ND-Mar 2019, NE-Mar 2019, NH-Mar 2019, NJ-Jul 2013, NM-Mar 2019
, NV-Mar 2017, NY-Mar 2012, OH-Mar 2018, OK-Feb 2013, OR-Mar 2018
, PA-Mar 2016, PR-Mar 2019, RI-Mar 2019, SC-Mar 2016, TN-Feb 2013
, TX-Mar 2012, UT-Mar 2014, VA-Mar 2014, VT-Mar 2019, WA-Feb 2013
, WI-Mar 2018, WV-Mar 2015, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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