H.D. VEST ADVISORY SERVICES, INC
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H.D. VEST ADVISORY SERVICES, INC
(CRD# 104556)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Irving, TX.
The SEC approved the firm to operate as an RIA in
Sep 1987.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$12.5 Billion,
with discretion over
44%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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H.D. VEST ADVISORY SERVICES, INC
also reported in
Mar 2019
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1982
employees,
all of whom perform advisory functions.
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A total of 1734 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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H.D. VEST ADVISORY SERVICES, INC has one or more disclosure events currently on file with the SEC.
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H.D. VEST ADVISORY SERVICES, INC has Notice Filings with the following State Securities Authorities: <
AK-Mar 1991, AL-May 1991, AR-May 1989, AZ-Aug 1994, CA-Apr 1989
, CO-Jan 1999, CT-Nov 1997, DC-Jun 1995, DE-Apr 2003, FL-Apr 1989
, GA-Apr 1989, HI-Dec 1997, IA-Jan 1999, ID-Oct 1992, IL-Feb 1989
, IN-Nov 2000, KS-May 1989, KY-Jan 1989, LA-Oct 2001, MA-Apr 1994
, MD-Oct 1991, ME-Sep 1992, MI-Dec 1998, MN-Sep 1989, MO-Mar 1989
, MS-Feb 1998, MT-Jan 1998, NC-Nov 2000, ND-Apr 1992, NE-Jul 1993
, NH-Jun 1992, NJ-May 1989, NM-Aug 1990, NV-Dec 1990, NY-Mar 1989
, OH-Apr 1999, OK-Jan 1998, OR-Nov 1993, PA-May 1989, PR-Jan 1994
, RI-Nov 1993, SC-Nov 2000, SD-Apr 1989, TN-Apr 1990, TX-Oct 1988
, UT-Dec 1990, VA-Jan 1998, VT-Dec 1994, WA-Mar 1990, WI-Aug 1990
, WV-Aug 1993, WY-Aug 2017
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