HENNESSY ADVISORS, INC.
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HENNESSY ADVISORS, INC.
(CRD# 110770)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Novato, CA.
The SEC approved the firm to operate as an RIA in
Apr 1990.
In
Dec 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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HENNESSY ADVISORS, INC.
also reported in
Dec 2018
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23
employees,
with
7
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HENNESSY ADVISORS, INC. has no disclosure events reported to the SEC at this time.
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HENNESSY ADVISORS, INC. has Notice Filings with the following State Securities Authorities: CA-Jul 1997
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