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HIGHLAND ASSOCIATES INC
HIGHLAND ASSOCIATES INC (CRD# 104948) is an SEC-Registered Investment Advisor (RIA), headquartered in Birmingham, AL. The SEC approved the firm to operate as an RIA in Aug 1987. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $25.9 Billion, with discretion over 38% of those assets.   Pooled investment vehicles (Private Funds) account for 22% of RAUM.   Non-US investors represent 0% .  
 
HIGHLAND ASSOCIATES INC also reported in Mar 2019
  • 30 employees, all of whom perform advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
HIGHLAND ASSOCIATES INC has no disclosure events reported to the SEC at this time.
 

View HIGHLAND ASSOCIATES INC's most recent Form ADV filing
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HIGHLAND ASSOCIATES INC has Notice Filings with the following State Securities Authorities: AL-May 1998, FL-Aug 1999, MO-Mar 2018, VA-Aug 1993


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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