HIGHLAND ASSOCIATES INC
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HIGHLAND ASSOCIATES INC
(CRD# 104948)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Birmingham, AL.
The SEC approved the firm to operate as an RIA in
Aug 1987.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$25.9 Billion,
with discretion over
38%
of those assets.
Pooled investment vehicles (Private Funds) account for
22%
of RAUM.
Non-US investors represent
0%
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HIGHLAND ASSOCIATES INC
also reported in
Mar 2019
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30
employees,
all of whom perform advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HIGHLAND ASSOCIATES INC has no disclosure events reported to the SEC at this time.
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HIGHLAND ASSOCIATES INC has Notice Filings with the following State Securities Authorities: AL-May 1998, FL-Aug 1999, MO-Mar 2018, VA-Aug 1993
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