HIGHLAND CAPITAL MANAGEMENT, L.P.
|
HIGHLAND CAPITAL MANAGEMENT, L.P.
(CRD# 110126)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Sep 1997.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
with discretion over
71%
of those assets.
 
Pooled investment vehicles (Private Funds) account for
62%
of RAUM.
 
Non-US investors represent
58%
.  
|
|
HIGHLAND CAPITAL MANAGEMENT, L.P.
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
-
102
employees,
with
27
performing advisory functions.
-
A total of 3 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
HIGHLAND CAPITAL MANAGEMENT, L.P. has one or more disclosure events currently on file with the SEC.
|
|
|
|

|
|

|
|
HIGHLAND CAPITAL MANAGEMENT, L.P. has Notice Filings with the following State Securities Authorities:
NY-Mar 2008, TX-Jul 1998
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|

|
|
|

|
|