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HIGHLAND CAPITAL MANAGEMENT, L.P.
HIGHLAND CAPITAL MANAGEMENT, L.P. (CRD# 110126) is an SEC-Registered Investment Advisor (RIA), headquartered in Dallas, TX. The SEC approved the firm to operate as an RIA in Sep 1997. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.5 Billion, with discretion over 71% of those assets.   Pooled investment vehicles (Private Funds) account for 62% of RAUM.   Non-US investors represent 58% .  
 
HIGHLAND CAPITAL MANAGEMENT, L.P. files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 102 employees, with 27 performing advisory functions.
  • A total of 3 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
HIGHLAND CAPITAL MANAGEMENT, L.P. has one or more disclosure events currently on file with the SEC.
 

View HIGHLAND CAPITAL MANAGEMENT, L.P.'s most recent Form ADV filing
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HIGHLAND CAPITAL MANAGEMENT, L.P. has Notice Filings with the following State Securities Authorities: NY-Mar 2008, TX-Jul 1998


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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