HIGHMARK CAPITAL MANAGEMENT, INC.
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HIGHMARK CAPITAL MANAGEMENT, INC.
(CRD# 109550)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Aug 1998.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.4 Billion,
with discretion over
90%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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HIGHMARK CAPITAL MANAGEMENT, INC.
also reported in
Mar 2019
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76
employees,
with
40
performing advisory functions.
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A total of 11 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HIGHMARK CAPITAL MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
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HIGHMARK CAPITAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
AK-Apr 2002, AL-Apr 2002, AR-Apr 2002, AZ-Apr 2002, CA-Sep 1998
, CO-Apr 2002, CT-Apr 2002, DC-Apr 2002, DE-Mar 2003, FL-Apr 2002
, GA-Sep 1998, HI-Apr 2002, IA-Apr 2002, ID-Apr 2002, IL-May 2002
, IN-Apr 2002, KS-Apr 2002, KY-Apr 2002, LA-Apr 2002, MA-Sep 1998
, MD-Apr 2002, ME-Apr 2002, MI-Apr 2002, MN-Apr 2002, MO-Apr 2002
, MS-Apr 2002, MT-Apr 2002, NC-Apr 2002, ND-Apr 2002, NE-Apr 2002
, NH-Apr 2002, NJ-May 2002, NM-May 2002, NV-Apr 2002, NY-Apr 2002
, OH-Apr 2002, OK-Nov 1998, OR-Jan 2001, PA-Apr 2002, RI-Apr 2002
, SC-Apr 2002, SD-Apr 2002, TN-Apr 2002, TX-Nov 1998, UT-Apr 2002
, VA-Apr 2002, VT-Apr 2002, WA-Sep 1998, WI-Apr 2002, WV-Apr 2002
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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