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HIGHMARK CAPITAL MANAGEMENT, INC.
HIGHMARK CAPITAL MANAGEMENT, INC. (CRD# 109550) is an SEC-Registered Investment Advisor (RIA), headquartered in San Francisco, CA. The SEC approved the firm to operate as an RIA in Aug 1998. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $7.4 Billion, with discretion over 90% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
HIGHMARK CAPITAL MANAGEMENT, INC. also reported in Mar 2019
  • 76 employees, with 40 performing advisory functions.
  • A total of 11 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
HIGHMARK CAPITAL MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
 

View HIGHMARK CAPITAL MANAGEMENT, INC.'s most recent Form ADV filing
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HIGHMARK CAPITAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: AK-Apr 2002, AL-Apr 2002, AR-Apr 2002, AZ-Apr 2002, CA-Sep 1998 , CO-Apr 2002, CT-Apr 2002, DC-Apr 2002, DE-Mar 2003, FL-Apr 2002 , GA-Sep 1998, HI-Apr 2002, IA-Apr 2002, ID-Apr 2002, IL-May 2002 , IN-Apr 2002, KS-Apr 2002, KY-Apr 2002, LA-Apr 2002, MA-Sep 1998 , MD-Apr 2002, ME-Apr 2002, MI-Apr 2002, MN-Apr 2002, MO-Apr 2002 , MS-Apr 2002, MT-Apr 2002, NC-Apr 2002, ND-Apr 2002, NE-Apr 2002 , NH-Apr 2002, NJ-May 2002, NM-May 2002, NV-Apr 2002, NY-Apr 2002 , OH-Apr 2002, OK-Nov 1998, OR-Jan 2001, PA-Apr 2002, RI-Apr 2002 , SC-Apr 2002, SD-Apr 2002, TN-Apr 2002, TX-Nov 1998, UT-Apr 2002 , VA-Apr 2002, VT-Apr 2002, WA-Sep 1998, WI-Apr 2002, WV-Apr 2002


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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