HILDENE CAPITAL MANAGEMENT
|
|
HILDENE CAPITAL MANAGEMENT
(CRD# 160415)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Stamford, CT.
The SEC approved the firm to operate as an RIA in
Mar 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$9.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
97%
of RAUM.
Non-US investors represent
93%
.
|
|
HILDENE CAPITAL MANAGEMENT
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
-
24
employees,
with
11
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
HILDENE CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
HILDENE CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities:
CT-Mar 2014, VI-Dec 2014
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
