HOMRICH BERG
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HOMRICH BERG
(CRD# 108189)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Atlanta, GA.
The SEC approved the firm to operate as an RIA in
Nov 1989.
In
Dec 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.6 Billion,
with discretion over
88%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
0%
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HOMRICH BERG
also reported in
Dec 2018
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90
employees,
with
56
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HOMRICH BERG has no disclosure events reported to the SEC at this time.
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HOMRICH BERG has Notice Filings with the following State Securities Authorities:
AL-May 2008, AR-Apr 2006, AZ-Jun 2013, CA-May 2004, CO- CT-Oct 2014, DC-Oct 2014, FL-Oct 1998, GA-Jan 2001, IL-<
, IN-Apr 2015, KY-May 2008, LA-Feb 2018, MA-Mar 2006, MD-<
, MI-Apr 2015, MS-Mar 2010, MT-Jul 2018, NC-May 2004, NE-<
, NJ-Apr 2007, NY-May 2004, OH-Oct 2014, PA-May 2004, SC-<
, TN-Apr 2007, TX-Sep 1995, VA-May 2004, WA-Sep 2009
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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