IMPAX ASSET MANAGEMENT, LTD.
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IMPAX ASSET MANAGEMENT, LTD.
(CRD# 143247)
is an SEC-Registered Investment Advisor (RIA), headquartered in
London, United Kingdom.
The SEC approved the firm to operate as an RIA in
Jan 2008.
In
Dec 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.6 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
79%
of RAUM.
Non-US investors represent
88%
.
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IMPAX ASSET MANAGEMENT, LTD.
also reported in
Dec 2018
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80
employees,
with
27
performing advisory functions.
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A total of 3 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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IMPAX ASSET MANAGEMENT, LTD. has no disclosure events reported to the SEC at this time.
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IMPAX ASSET MANAGEMENT, LTD. has Notice Filings with the following State Securities Authorities:
AK-Dec 2018, AL-Dec 2018, AR-Dec 2018, AZ-Dec 2018, CA-Jan 2010
, CO-Dec 2018, CT-Jan 2010, DC-Dec 2018, DE-Apr 2012, FL-Dec 2018
, GA-Dec 2018, HI-Dec 2018, IA-Dec 2018, ID-Dec 2018, IL-Mar 2009
, IN-Dec 2018, KS-Dec 2018, KY-Dec 2018, LA-Dec 2018, MA-Feb 2010
, MD-Dec 2018, ME-Dec 2018, MI-Dec 2018, MN-Dec 2018, MO-Dec 2018
, MS-Jan 2010, MT-Dec 2018, NC-Dec 2018, ND-Dec 2018, NE-Dec 2018
, NH-Dec 2018, NJ-Dec 2018, NM-Dec 2018, NV-Dec 2018, NY-Dec 2016
, OH-Dec 2018, OK-Dec 2018, OR-Dec 2017, PA-Dec 2018, PR-Dec 2018
, RI-Dec 2018, SC-Dec 2018, SD-Dec 2018, TN-Dec 2018, TX-Dec 2018
, UT-Dec 2018, VA-Dec 2018, VI-Dec 2018, VT-Dec 2018, WA-Dec 2018
, WI-Dec 2018, WV-Dec 2018, WY-Dec 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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