FindingFraud.org


Blog
Contact

INDEPENDENT FINANCIAL PARTNERS
INDEPENDENT FINANCIAL PARTNERS (CRD# 125112) is an SEC-Registered Investment Advisor (RIA), headquartered in Tampa, FL. The SEC approved the firm to operate as an RIA in Sep 2008. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.4 Billion, with discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
INDEPENDENT FINANCIAL PARTNERS also reported in Mar 2019
  • 432 employees, with 400 performing advisory functions.
  • A total of 278 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
INDEPENDENT FINANCIAL PARTNERS has one or more disclosure events currently on file with the SEC.
 

View INDEPENDENT FINANCIAL PARTNERS's most recent Form ADV filing
 irban42



INDEPENDENT FINANCIAL PARTNERS has Notice Filings with the following State Securities Authorities: AK-May 2013, AL-Mar 2010, AR-May 2013, AZ-Oct 2010, CA-Oct 2010 , CO-Nov 2010, CT-May 2013, DC-Mar 2012, DE-May 2013, FL-Sep 2008 , GA-Sep 2008, HI-Oct 2010, IA-Nov 2010, ID-Oct 2010, IL-Mar 2010 , IN-Nov 2010, KS-Apr 2012, KY-Dec 2010, LA-Jan 2011, MA-Oct 2010 , MD-Nov 2010, ME-May 2013, MI-Sep 2010, MN-Nov 2010, MO-May 2013 , MS-Mar 2011, MT-Oct 2011, NC-Sep 2010, ND-May 2013, NE-Apr 2011 , NH-Jun 2011, NJ-Nov 2010, NM-Apr 2011, NV-Mar 2012, NY-Apr 2009 , OH-Oct 2010, OK-Jul 2012, OR-Oct 2010, PA-Oct 2010, PR-Nov 2010 , RI-Nov 2010, SC-Feb 2012, SD-May 2013, TN-Sep 2010, TX-Sep 2008 , UT-Nov 2010, VA-Jul 2010, VI-Mar 2012, VT-May 2013, WA-Oct 2010 , WI-Nov 2010, WV-May 2013, WY-Nov 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12