INDEPENDENT FINANCIAL PARTNERS
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INDEPENDENT FINANCIAL PARTNERS
(CRD# 125112)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Tampa, FL.
The SEC approved the firm to operate as an RIA in
Sep 2008.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.4 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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INDEPENDENT FINANCIAL PARTNERS
also reported in
Mar 2019
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432
employees,
with
400
performing advisory functions.
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A total of 278 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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INDEPENDENT FINANCIAL PARTNERS has one or more disclosure events currently on file with the SEC.
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INDEPENDENT FINANCIAL PARTNERS has Notice Filings with the following State Securities Authorities: AK-May 2013, AL-Mar 2010, AR-May 2013, AZ-Oct 2010, CA-Oct 2010
, CO-Nov 2010, CT-May 2013, DC-Mar 2012, DE-May 2013, FL-Sep 2008
, GA-Sep 2008, HI-Oct 2010, IA-Nov 2010, ID-Oct 2010, IL-Mar 2010
, IN-Nov 2010, KS-Apr 2012, KY-Dec 2010, LA-Jan 2011, MA-Oct 2010
, MD-Nov 2010, ME-May 2013, MI-Sep 2010, MN-Nov 2010, MO-May 2013
, MS-Mar 2011, MT-Oct 2011, NC-Sep 2010, ND-May 2013, NE-Apr 2011
, NH-Jun 2011, NJ-Nov 2010, NM-Apr 2011, NV-Mar 2012, NY-Apr 2009
, OH-Oct 2010, OK-Jul 2012, OR-Oct 2010, PA-Oct 2010, PR-Nov 2010
, RI-Nov 2010, SC-Feb 2012, SD-May 2013, TN-Sep 2010, TX-Sep 2008
, UT-Nov 2010, VA-Jul 2010, VI-Mar 2012, VT-May 2013, WA-Oct 2010
, WI-Nov 2010, WV-May 2013, WY-Nov 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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