INVESCO ASSET MANAGEMENT (JAPAN) LIMITED
|
|
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED
(CRD# 107155)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Jul 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$23.4 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
69%
of RAUM.
Non-US investors represent
97%
.
|
|
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED
also reported in
Mar 2019
-
138
employees,
with
26
performing advisory functions.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED has No Notice Filings with State Securities Authorities.
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
