INVESTEC ASSET MANAGEMENT NORTH AMERICA, INC. ("IAM NA")
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INVESTEC ASSET MANAGEMENT NORTH AMERICA, INC. ("IAM NA")
(CRD# 167922)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Aug 2014.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$15.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
83%
of RAUM.
Non-US investors represent
62%
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INVESTEC ASSET MANAGEMENT NORTH AMERICA, INC. ("IAM NA")
also reported in
Jan 2019
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58
employees,
with
22
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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INVESTEC ASSET MANAGEMENT NORTH AMERICA, INC. ("IAM NA") has one or more disclosure events currently on file with the SEC.
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INVESTEC ASSET MANAGEMENT NORTH AMERICA, INC. ("IAM NA") has Notice Filings with the following State Securities Authorities: <
FL-Aug 2014
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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